Navigating Complex Regulations
History of Congressional Legislation for FDA
Several significant congressional legislative actions have directly affected the establishment, oversight authority, and processes of the US Food and Drug Administration (FDA).
As a component of professional regulatory competencies, it is important for a regulatory professional to be aware of the laws that affect FDA and what each Act accomplishes. Following is major legislation dating from the establishment of the Food, Drug, and Cosmetic Act in 1938.
1938 to 2000
Food, Drug, and Cosmetic Act (FDCA) of 1938
The FDCA was a significant piece of legislation that gave the FDA authority to oversee the safety of food, drugs, cosmetics, and medical devices.
It required drug manufacturers to demonstrate safety before marketing a product and prohibited false therapeutic claims. The FDCA also established the New Drug Application (NDA) process for drug approval and introduced requirements for labeling and advertising.
Durham-Humphrey Amendment of 1951
This amendment to the FDCA established a distinction between prescription and over-the-counter drugs. It authorized the FDA to regulate prescription drug labeling and required drugs to bear the legend: “Caution: Federal law prohibits dispensing without a prescription.”
Kefauver-Harris Amendment of 1962
The Kefauver-Harris Amendment strengthened drug regulation by requiring drug manufacturers to prove the efficacy of their products, in addition to safety, before marketing.
It mandated informed consent for clinical trials, established Good Manufacturing Practices (GMPs), and increased FDA oversight of drug advertising.
Medical Device Amendments of 1976
These amendments to the FDCA expanded the FDA’s regulatory authority over medical devices.
They introduced a classification system for medical devices based on risk, with different regulatory requirements for each class, established the requirement for premarket approval (PMA) for high-risk devices, and established performance standards for certain devices.
Orphan Drug Act of 1983
The Orphan Drug Act incentivized the development of drugs for rare diseases by providing tax credits, grants, and exclusive marketing rights to manufacturers.
It defined “orphan drugs” as those intended to treat diseases affecting fewer than 200,000 people in the United States.
Safe Medical Devices Act (SMDA) of 1990
This act amended the FDCA to improve the safety and effectiveness of medical devices.
It required device manufacturers to report adverse events and device malfunctions to the FDA, established unique device identifiers (UDIs) for tracking devices, and expanded the FDA’s authority to regulate device recalls.
Prescription Drug User Fee Act (PDUFA) of 1992
PDUFA was first enacted in 1992 and has been reauthorized multiple times since then. It imposes fees on drug manufacturers to fund the FDA’s drug review process, aiming to expedite the approval of new drugs.
Food and Drug Administration Modernization Act (FDAMA) of 1997
Though enacted in 1997, FDAMA’s effects were substantial in the early 2000s. It aimed to streamline FDA regulatory processes, promote innovation, and enhance patient access to new therapies.
In addition, FDAMA introduced provisions such as the Accelerated Approval pathway for drugs addressing serious conditions, and the Prescription Drug User Fee Act (PDUFA) III.
From 2000 to Present
PDUFA Reauthorizations
Reauthorizations occurred in 2002 (PDUFA II), 2007 (PDUFA III), 2012 (PDUFA IV), and 2017 (PDUFA V). Each reauthorization introduced enhancements to the drug review process, including improved communication between the FDA and drug sponsors, and the establishment of performance goals to expedite review times.
Medical Device User Fee and Modernization Act (MDUFMA) of 2002
MDUFMA was the first legislation to establish user fees for medical device applications to support the FDA’s review process. It aimed to expedite device approvals and enhance post-market surveillance. MDUFMA also mandated improvements in FDA processes and performance goals for device reviews.
Medical Device User Fee Amendments (MDUFA) I to V:
- MDUFA I (2002) marked the introduction of user fees for medical device applications, aiming to improve review efficiency. It aimed to expedite device approvals and enhance post-market surveillance and mandated improvements in FDA processes and performance goals for device reviews.
- MDUFA II (2007) built upon MDUFA I, emphasizing performance goals and increasing FDA resources for device review.
- MDUFA III (2012) focused on enhancing the predictability, consistency, and transparency of the device review process.
- MDUFA IV (2017) further refined performance goals and metrics for device review, aiming to expedite access to safe and effective medical devices.
- MDUFA V (2022) continued the trajectory of enhancing device review efficiency and strengthening post-market surveillance activities.
Food and Drug Administration Amendments Act (FDAAA) of 2007
FDAAA expanded the FDA’s authority in various areas, including drug safety. It required clinical trial registration and results reporting on ClinicalTrials.gov, established the Risk Evaluation and Mitigation Strategies (REMS) program, and authorized user fees for the FDA.
Food and Drug Administration Safety and Innovation Act (FDASIA) of 2012
FDASIA reauthorized user fee programs for prescription drugs, medical devices, generic drugs, and biosimilar biological products. It also introduced breakthrough therapy designation, enhanced regulatory oversight of drug compounding, and promoted innovation in drug and device development.
Drug Quality and Security Act (DQSA) of 2013
DQSA addressed drug compounding and established a new category of compounders called “outsourcing facilities” that are subject to FDA oversight.
It also created a track-and-trace system to enhance the security of the pharmaceutical supply chain, requiring the electronic tracing of prescription drugs from manufacturers to dispensers.
21st Century Cures Act of 2016
The 21st Century Cures Act aimed to accelerate medical product development and innovation, providing additional funding for medical research and FDA initiatives. It introduced the Regenerative Medicine Advanced Therapy (RMAT) designation to expedite the development and approval of regenerative medicine products, such as cell therapies and gene therapies. It also included provisions to streamline the FDA’s review of medical devices and promote the use of real-world evidence in regulatory decision-making.
Conclusion
These Laws have played pivotal roles in shaping the FDA’s regulatory landscape, fostering innovation, and ensuring the safety and efficacy of drugs and medical devices for public health.
FDA Issues Warning Letter for Modifications to Infant Products
FDA Issues Warning Letter to Happiest Baby Over SNOO Smart Sleeper Modifications and Quality System Deficiencies The U.S. Food and Drug Administration has issued a Warning Letter to Happiest Baby, Inc., manufacturer of the SNOO Smart Sleeper, citing unapproved device...
FDA Expands Draeger Atlan Anesthesia Workstation Correction
More anesthesia machines added to correction for potential ventilation failure The U.S. Food and Drug Administration (FDA) has designated a recent expansion of Draeger, Inc.'s Atlan anesthesia workstation correction as a Class I recall, the agency's most serious...
Warning Letter to Zoll Medical for Major QMS Violations
Warning Letter to Zoll Medical for Major QMS Violations The U.S. Food and Drug Administration has issued a Warning Letter to ZOLL Medical Corporation citing significant Quality System Regulation (QSR) violations involving corrective and preventive action (CAPA),...
Abiomed Issues Correction for Automated Impella Controllers
Hardware Updates Required to Address Potential Loss of Hemodynamic Support Abiomed has issued a correction for certain Automated Impella Controllers (AICs) used with the Impella heart pump system after identifying hardware-related issues that could lead to controller...
Infant Formula Recalled after Reports of Botulism
Three Infants Hospitalized; Nationwide Recall Initiated Nara Organics has voluntarily recalled all lots of its powdered infant formula currently on the U.S. market following reports of three cases of infant botulism in infants who reportedly consumed the product. ...
FDA Clears First OTC Continuous Glucose Monitor for Children
Regulatory Snapshot Device: Stelo® Glucose Biosensor System (Dexcom, Inc.)Indication: Continuous glucose monitoring for individuals ages 2 years and older who do not use insulin, including children with diabetes managed through oral medications and individuals seeking...
FDA Early Alert for Baxter Pressure Breathing Device
FDA Issues Early Alert for Baxter Volara System Patient Circuits Following Therapy Leakage Concerns The U.S. Food and Drug Administration (FDA) has issued an Early Alert regarding a potentially high-risk issue affecting certain Baxter Volara System patient circuits...
FDA Early Alert – Hamilton Medical Breathing Circuit Sets
FDA Issues Early Alert for Hamilton Medical Breathing Circuit Sets Following Reports of Serious Injuries The U.S. Food and Drug Administration (FDA) has issued an Early Alert regarding certain Hamilton Medical coaxial breathing circuit sets used with HAMILTON-C1,...